JPMorgan Asset Management ("JPMAM") is a global leader in investment management, offering world-class products and services to institutional and individual investors. Our diverse portfolio includes Fixed Income, Equity, Alternatives, Passive Investments, Multi Asset Solutions, and Currency. We are committed to delivering exceptional results and innovative solutions to our clients.

As a Vice President/Senior Associate within the Investment Compliance team, you will play a pivotal role in ensuring the integrity, compliance, and accuracy of our investment guidelines in the APAC regions covering Hong Kong, Japan, and Taiwan. You will collaborate closely with portfolio managers, traders, compliance and risk team and client advisors, driving strategic programs and overseeing the end-to-end guideline process. This is an exciting opportunity to make a significant impact on our investment operations and contribute to our global success.

Job responsibilities:

Lead, mentor, and develop a high-performing team responsible for investment guideline monitoring codingProvide expert guidance on guidelines interpretation  and control frameworks across various investment product typesPerform daily pre trade and post trade  compliance and control checks to ensure guideline accuracy, regulatory adherence, and risk mitigation across Taiwan, Hong Kong, and JapanCommunicate effectively, record potential compliance and control issues, and swiftly identify resolutionsConduct root cause analysis and develop action plans to mitigate compliance risks, control deficiencies, and business impacts/errorsStay updated on financial regulations, compliance standards, and control best practices, suggesting appropriate actions to ensure adherenceManage and drive project initiatives, fostering a culture of continuous improvement, risk awareness, and robust controlsAssist with audit-related activities, ensuring compliance with internal and external standards, and analyse/report compliance and control trends.Identify opportunities for process efficiency in compliance and control practices and present findings to the teamCollaborate with regional teams in Hong Kong, Japan, and global counterparts to ensure alignment and consistency Manage people by fostering a positive team environment, providing regular feedback, and supporting professional development 

Required qualifications, capabilities, and skills:

At least 8 years of relevant experience in the financial services industry, with a focus on risk, compliance, and controlsExcellent interpersonal skills with the ability to build strong stakeholder relationshipsAdaptability to shifting priorities and demands in a compliance and control-focused environmentSecurities Investment Trust & Advisory Association of Taipei, R.O.C. (SITCA) License or Senior Broker License is requiredProven team player, and self-starter with strong operational, compliance, and control skillsStrong analytical skills with attention to detail and sound judgment in risk assessment and control evaluationCreative thinking and a track record of implementing innovative compliance and control solutionsEffective problem-solving abilities in a compliance and control contextProficiency in spoken and written English

Preferred qualifications, capabilities, and skills:

Experience in Asset Management or Securities Services with a focus on compliance and controlsAt least 5 years work experience in Guideline monitoring/Investment compliance experience related rolesExperience of managing a team