Kwun Tong, Kowloon, Hong Kong
3 days ago
Asset Management Operations Control Manager – Vice President

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area?  This is a unique opportunity for you to work in the Asset Management (AM) Operations Risk and Control team to enable the proactive identification and timely mitigation of risk by providing a framework, infrastructure and support system holistically encompassing the breadth and depth of risk across Asset Management Operations.   

As an Operations Control Manager - Vice President in the AM Operations Risk and Control team, you will be responsible for the implementation of overall operational risk and control framework for AM Operations that incudes governance, regulatory response, risk mitigation, risk transformation and business intelligence. You have deep subject matter expertise, are embedded with the broader Operations teams and work hub and spoke with Operations and other pillars of our risk and control team to help carry out the consistency of the framework while driving the continued evolution of a more advanced risk and control approach. 

Job responsibilities:

Work with Asia Pacific Operations colleagues to assist in risk identification and development of controls to mitigate gaps and minimize risk Perform process walkthroughs and assist Operations with risk identification, control design and evaluation, and end-to-end issue management Participate and provide leadership in driving audit and regulatory response, risk mitigation, risk transformation and intelligence efforts Work with senior leaders/business executives and other stakeholders on key decisions and major risk and control initiatives Provide control-related subject matter expertise for relevant projects driven inside and outside of the Control Management organization Ensure operational practices are in compliance with relevant risk standards, policies and regulations to maintain an effective control environment  Identify and monitor metrics to inform on the health of the operational risk and control environment, provide input to various control committees and governance forums

Required qualifications, capabilities, and skills:

Bachelor’s Degree in Finance, Accounting, or Business related discipline  At least 15 years of experience associated with Asset Management companies or industry Highly motivated, energetic self-starter who takes ownership and can drive initiatives and changes through innovation  Excellent oral, interpersonal, communication skills Proven analytical thinker and insightful problem solver Highly proficient in Microsoft Office suite of products (i.e. Excel, SharePoint and PowerPoint) Fluency in Chinese and English languages is a must

Preferred qualifications, capabilities, and skills:

Understanding of Wealth Management activities is an advantage Experience with Risk and Control Self-Assessments/Certification processes is preferred Experience in working in a matrix organisation and across various regions Experience in performing deep dive reviews, process mappings to identify process / gaps Experience in working across groups (i.e. Audit, Risk, Compliance and allied business groups) Highly organized and attentive to detail
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