Associate Director, Securities Specialist
UBS
Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions?
We’re looking for an Associate Director, Securities Specialist to be:
• Responsible for the day-to-day settlement processes for Equities and Fixed income Securities across the different markets with respect to buy-in related fails.
• Oversee daily settlement transactions across multiple UBS entities transacting in global markets.
• Manage potential buy-ins issued against UBS and securities inventory by issuing buy-ins to counterparties failing into UBS, as well as any trade fails and exception management associated with these activities.
• Monitor and manage fails from a Regulation of Short Sales 204 perspective and non-204 related Buy-Ins.
• Help drive interactions with different operations groups globally to provide client service to external clients, internal stakeholders, and supporting stakeholders.
• Develop valuable internal and external relationships with employees of varying seniority.
Qualified Applicants apply through sh-profrecruitingcc@ubs.com. Please reference 000867. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI
We’re looking for an Associate Director, Securities Specialist to be:
• Responsible for the day-to-day settlement processes for Equities and Fixed income Securities across the different markets with respect to buy-in related fails.
• Oversee daily settlement transactions across multiple UBS entities transacting in global markets.
• Manage potential buy-ins issued against UBS and securities inventory by issuing buy-ins to counterparties failing into UBS, as well as any trade fails and exception management associated with these activities.
• Monitor and manage fails from a Regulation of Short Sales 204 perspective and non-204 related Buy-Ins.
• Help drive interactions with different operations groups globally to provide client service to external clients, internal stakeholders, and supporting stakeholders.
• Develop valuable internal and external relationships with employees of varying seniority.
Qualified Applicants apply through sh-profrecruitingcc@ubs.com. Please reference 000867. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI
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