Los Angeles, CA, USA
12 days ago
Associate Internal Audit II
Kforce has a client in Los Angeles, CA that is seeking an Internal Auditor II (PST hours). Summary: The Auditor will work within a team and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Duties Include: * Complies fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements (e.g., Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.) * Develops a general knowledge of the business, regulatory and accounting and control environment in which Bank operates * Keeps informed of new services, products and events that have a significant technology and business impact * Keeps abreast of changes in the business, regulatory, accounting and control environment in which Bank operates, particularly in areas where audit responsibilities are assigned * Assists the Senior Auditor and or Audit Manager in the development of the audit scope * Holds preliminary discussions and interviews with auditees prior to the beginning of the field work * Prepares narratives/flowcharts detailing internal controls of area audited * Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary * Performs program procedures and documents work performed, test results and conclusions using work paper preparation guidelines * Holds discussions/interview with auditee to gather information, obtains explanations and supporting data/information and documents audit findings and the conclusions drawn * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues, and audit matters as they arise * Contributes to the drafting of audit observation sheets and audit reports * Supports and or participates in audit exit meeting with management
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