Company Description

ClientSolv Technologies is an IT solution firm with over a decade of experience serving Fortune 1000 companies, public sector and small to medium sized companies. ClientSolv Technologies is a woman-owned and operated company that is certified as a WMBE, 8a firm by the Federal government's Small Business Administration.

Job Description

We are seeking an Audit Manager for a direct hire/permanent position in Charlotte, NC.  

In this role, you will be responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge and executing on the audit strategy for different departments.  

The key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.  Additional responsibilities include:  

Plan, perform, and lead compliance and operational risk audits at the enterprise level Perform audit reviews for risk appetite, risk governance, risk culture, RCSA programs, loss data, second line monitoring and testing programs. Manage staff during audit engagements and provide feedback on work performed;Design and perform compliance and operational risk audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;Communicate the results of audit projects to management (written reports/oral presentations);Establish and build working relationships with internal and external management;   Perform risk assessments of business activities, potential risks exposures, and materiality of loss; andDemonstrates experience in managing integrated internal audit and assurance delivery.Effective influence skills in communicating findings. This individual must be an articulate and effective communicator, both verbally and in writing.Strong interpersonal skills for interfacing with all levels of internal and external audit and managementExecutes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality mannerActs as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and proceduresAssesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledgeExercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on auditOversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environmentMaintains business partner relationships, primarily with line management, to develop business knowledgeExercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment

QualificationsBachelor's DegreeMinimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations.At least 5 years of experience conducting compliance and or operational risk audits in Financial Services.At least 3 years of experience leading audits and performing in the role of auditor-in-chargeInternal Audit ReviewIssue ManagementRisk ManagementAudit PlanningAnalytical ThinkingProject ManagementRelationship BuildingBusiness AcumenCoachingAutomationTechnical DocumentationAttention to DetailSubject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry.Critical Thinking

 

Preferred Requirements

Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business AdministrationCertified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

Additional Information

This permanent position will work in Charlotte, NC.