As a Control Manager Vice President in AWM's Finance & Business Management Team, you'll be responsible for leading and building out an enhanced control framework which supports a continuous and integrated approach to risk assessment. Additionally, you will ensure the team assists in top down risk analysis, real time control issue detection, escalation, root cause analysis and remediation.

Role Responsibilities:

Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols Review and analyze program related data (e.g., KRI/KPI) to support business-related programs and strategies Provide leadership support for the end-to-end execution of the Risk & Control Self-Assessment, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk Engage with control colleagues across the firm, business, operations management, legal, compliance, risk, audit, regulators and technology control functions Provide leadership support for the end-to-end execution of CORE processes, including control breaks and resolutions, to reduce financial loss, regulatory exposure and reputational risk Ability to understand business drivers and provide both strategic and tactical input for key business decisions, and ensure controls for new business initiatives as required Develop effective presentations and materials suitable for senior executives that help lead meaningful decisions Continuously seek to identify and share recommendations to improve practices and processes within the organization Ensure operational practices are in compliance with relevant Firmwide/LOB/risk standards, policies and regulations to maintain an effective control environment Lead issue management workflow end-to-end, including root cause analysis, metrics and reporting Conduct deep dive of errors and risk events to ensure all control gaps are highlighted and appropriate actions taken Partner with stakeholders to perform end-to-end analyses of the business’ processes/activities to identify risks and controls, including known gaps and weaknesses requiring remediation Ensure that controls are properly designed, operating effectively and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols Continuously seek to identify and share recommendations to improve practices and processes within the organization

Qualifications:

Bachelor’s degree or equivalent experience required 7+ years of financial service experience in finance, controls, audit, quality assurance, risk management, or compliance preferred Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment in conjunction with business partners Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio)