Please note this is a 12months fixed term contract role.
Why work for us?
A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.
Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity
In summary, the primary purpose of this role is to provide compliance advice, oversight and training in respect of all Janus Henderson Investors EMEA and LatAm distribution related activities, both retail and institutional. The main focus of this role will be related to German Speaking jurisdictions in Europe (Germany, Austria and Switzerland).
The role will represent compliance in distribution matters, including but not limited to the following:
Product distribution activities including advice on cross-border activities in the EMEA and LatAm region Distribution Advisory Institutional Distributor and distribution channel due diligence RFP Interactions Customers interests Inducements Marketing
You must possess a high degree of credibility, be proactive in advising the business on regulatory matters and overseeing business adherence to both the letter and spirit of the applicable rules, regulations and principles.
You will:
What to expect when you join our firm
Hybrid working and reasonable accommodations Generous Holiday policies Excellent Health and Wellbeing benefits including corporate membership to ClassPass Paid volunteer time to step away from your desk and into the community Support to grow through professional development courses, tuition/qualification reimbursement and more All-inclusive approach to Diversity, Equity and Inclusion Maternal/paternal leave benefits and family services Complimentary subscription to Headspace – the mindfulness app All employee events including networking opportunities and social activities Lunch allowance for use within our subsidized onsite canteen
Must have skills
Technical expertise in the key regulatory issues and rule areas impacting JHI Distribution, including but not limited to: Systems and Controls rules Conflicts of Interest Financial Promotions and Private Placement rules Inducements TCF UCITS and AIFMD Cross border distribution SFDR
Teamwork: the ability to work in multiple teams and leverage internal and external networks. Strong communication skills: required to represent compliance to internal and external stakeholders. Problem solving: ensuring complex regulation and its impact are communicated effectively ensuring practical and efficient advice if provided. Change management: to anticipate regulator changes or business changes having regulatory impact and to communicate issues and remedial plans to the business.
Nice to have skills
Fluent in German and English (written and oral).
Potential for growth
Mentoring Leadership development programs Regular training Career development services Continuing education courses
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.
At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at recruiter@janushenderson.com.
Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson is an equal opportunity /Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.