SIG has a job opening for a Compliance Analyst to join our Compliance team in support of our Equity, Options, Futures and Fixed Income Trading desks in our Bala Cynwyd office. In this role, you will be focused on support of trading activity from the point trades are executed through post trade surveillance analysis to verify that the firm is meeting all of its regulatory requirements. You will gain broad exposure to trade reporting and compliance responsibilities across the various trading desks including OATS and ACT reporting, limit order display and protection, best execution and front running reconciliations. Additionally, you will help identify, track and monitor regulatory developments and analyze the business impact to enhance or create new policies and procedures through collaboration with team members and our technology team. In carrying out these responsibilities, you will have the opportunity to interact daily with traders, peers, clients and external industry professionals as you work to support any regulatory examinations or audits that occur.
Who We Are
SIG is a global quantitative trading firm founded with an entrepreneurial mindset and a rigorous analytical approach to decision making. We commit our own capital to trade financial products around the world. Building virtually all of our own trading technology from scratch, we are leaders and innovators in high performance, low latency trading. Our compliance team works directly with each trading desk supporting the traders while gaining exposure across the full spectrum of compliance roles. They play the role of an active contributor working with the traders, clearing agents, internal teams, and related third parties to provide compliance support to the firm’s daily trading activity.
SIG Compliance AnalystsAre:
Detail OrientedResourceful Interested in the financial marketsSkilled communicators Eager to learnWhat we're looking for
Qualifications:
Bachelors degree required; specialization in finance or a related discipline preferredPrior professional, co-op and/or internship experience in finance or a related field required; prior experience with equities, fixed income or futures trade support role a plusPossession of Series 7 & 24 licenses, or the ability to obtain licenses within six - twelve months of hire, requiredDemonstrated and strong experience with Word and Excel required; Access preferredExperience with Fidessa, BRASS, Nasdaq ACT workstation or other trading programs, a plus
SIG is not accepting unsolicited resumes from search firms. All resumes submitted by search firms to any employee at SIG via-email, the Internet or directly without a valid written search agreement will be deemed the sole property of SIG, and no fee will be paid in the event the candidate is hired by SIG.