Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in our team to partner with the Business to provide a comprehensive view. As a Senior Associate  in Compliance Conduct and Operational Risk Control Management(CCOR) spearhead and oversee a high-impact Compliance Risk Assessment (CRA) program across multiple Lines of Business (LOBs) and Corporate Functions.

Key Responsibilities:

Conduct compliance risk assessments to identify potential risks and assist in developing mitigation strategies and capable of interpreting and integrating legal obligations into organizational processes and frameworks. Preferred experience in managing legal obligations and familiarity with ELA (Enterprise Legal Application) systems and provide control-related subject matter expertise for relevant projects driven inside and outside of the Control Management organization and manage data processes, ensuring data integrity and accuracy across projects. Support the management of project lifecycles, ensuring alignment with organizational goals and objectives. Support the team in developing the content and agenda for various control committees and forums Design, enhance, produce and maintain reporting processes for reoccurring deliverables on a regular basis and utilize Alteryx and Excel to analyze and visualize data, supporting informed decision-making and strategic planning. Gather and analyze qualitative and quantitative data to inform project and risk management decisions and coordinate status updates and liaise with stakeholders to ensure adherence to project timelines and deliverables. Develop communication materials for project updates and stakeholder engagement and draft project documentation, including business requirements, technical specifications, and internal communications. Partner with various departments to deliver a consistent and excellent stakeholder experience and contribute to continuous improvement initiatives to enhance project delivery and organizational performance.

Required Qualifications, Skills, and Capabilities:

Bachelor’s degree or equivalent experience required 10+ years of experience in financial services industry with 5+ years of experience in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation Experience in compliance risk assessment and developing risk mitigation strategies. Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred Strong writing and communication skills to drive discussions and reach consensus. Ability to challenge the status quo and provide new perspectives for continuous improvement. Demonstrated skill in managing projects and problem-solving. Strong interpersonal skills with the ability to collaborate effectively across different business areas.

Preferred qualifications, skills and capabilities:

Experience with other software packages is a plus (e.g., Tableau, Python etc)