Compliance Officer
Edward D. Jones
In this role, you will partner with numerous internal business areas throughout the firm to support the continued growth of Edward Jones Trust Company's business and our commitment to bring to life the positive impact that our clients wish to have on their families and communities during their lifetimes and beyond. Your primary responsibilities will focus on maintaining and continually evolving the compliance program for the Trust Company, which is comprised of over 4,000 accounts totaling more than $5 billion in assets.
The work is dynamic and requires: (i) strong collaboration and the ability to foster meaningful and deep relationships across the organization; (ii) the ability to prioritize and timely address numerous complex efforts simultaneously; (iii) flexibility and innovative approaches to successfully achieve optimal solutions for clients, branch teams and the firm; and, (iv) a growth mindset and adaptability to help the Trust Company evolve. If you exhibit these qualities, possess an aptitude for continual learning and prioritize being an instrumental partner dedicated to advancing the Trust Company's business, we encourage you to apply.
What You'll Do:
The associate will be responsible for supporting the Trust Company's efforts to understand and comply with applicable laws, regulations and industry best practices and maintain strong relationships with regulators and auditors. Key functions related to this responsibility are listed below.Testing operating practices for compliance with applicable laws, regulations, industry best practices and internal policies and procedures and communicating the results and remediation recommendations to Trust Company leadershipSupporting the AML Officer in executing the Trust Company's BSA/AML/OFAC Program including suspicious activity monitoring and reportingParticipating and actively contributing in Trust Company and Compliance projects and working groupsProviding advice and compliance-related training for leaders and associatesAssisting in the creation, maintenance and implementation of comprehensive policies, proceduresCoordinating responses to pre-examination and pre-audit information requests and interfacing with examiners and auditors during their on-site examinations and audits
The associate will also support efforts to identify, analyze and effectively manage the Trust Company's reputation, strategic, operational, compliance, financial and other risks.
The work is dynamic and requires: (i) strong collaboration and the ability to foster meaningful and deep relationships across the organization; (ii) the ability to prioritize and timely address numerous complex efforts simultaneously; (iii) flexibility and innovative approaches to successfully achieve optimal solutions for clients, branch teams and the firm; and, (iv) a growth mindset and adaptability to help the Trust Company evolve. If you exhibit these qualities, possess an aptitude for continual learning and prioritize being an instrumental partner dedicated to advancing the Trust Company's business, we encourage you to apply.
What You'll Do:
The associate will be responsible for supporting the Trust Company's efforts to understand and comply with applicable laws, regulations and industry best practices and maintain strong relationships with regulators and auditors. Key functions related to this responsibility are listed below.Testing operating practices for compliance with applicable laws, regulations, industry best practices and internal policies and procedures and communicating the results and remediation recommendations to Trust Company leadershipSupporting the AML Officer in executing the Trust Company's BSA/AML/OFAC Program including suspicious activity monitoring and reportingParticipating and actively contributing in Trust Company and Compliance projects and working groupsProviding advice and compliance-related training for leaders and associatesAssisting in the creation, maintenance and implementation of comprehensive policies, proceduresCoordinating responses to pre-examination and pre-audit information requests and interfacing with examiners and auditors during their on-site examinations and audits
The associate will also support efforts to identify, analyze and effectively manage the Trust Company's reputation, strategic, operational, compliance, financial and other risks.
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