Sydney, NSW, Australia
88 days ago
Country Compliance & Operational Risk, Associate Australia & New Zealand

Compliance, Conduct and Operational Risk (CCOR) form part of JPMorgan’s Risk Management and Compliance organization. We maintain oversight of the firm’s compliance, conduct and operational risk management activities and are responsible for the design and execution of a comprehensive Risk and Control framework. We are considered a second Line of Defense (LoD) function and proactively manage operational risk to defend the firm against the negative impacts of operational errors. 

As a Country Compliance & Operational Risk, Associate Australia & New Zealand within the CCOR team, you will be responsible for supporting compliance and operational risk coverage and oversight covering Australia and New Zealand. 

Job Responsibilities:

Leveraging the Firmwide CCOR Management Framework to support identify, measure, monitor, manage, report and govern compliance and operational risk for Australia and New Zealand Providing input on regulatory change, compliance projects and issues Understanding and assessing key and emerging risks for the Australia and New Zealand location, including staying abreast of industry news and regulatory developments to facilitate proactive risk identification and mitigation Preparing Compliance reporting to Boards, committees and senior management  Managing compliance incidents, assessment of breaches and regulatory reporting  Interacting with key stakeholders and regulators on our Compliance program and regulatory requirements Preparing and delivering Compliance training and drafting and managing monitoring tasks and reporting Co-ordinating with line of business compliance groups as well as other corporate control functions such as business management, controls, audit, tax and finance as required Assisting in the design, development, implementation and ongoing operation of the Compliance program

Required qualifications, capabilities, and skills:

Degree-qualified with at least 3 years of relevant experience in legal, regulatory, compliance or similar roles  Proficient with Australian prudential and financial services laws and the regulatory obligations that apply to a diverse financial services business Experience in Compliance and/or Operational Risk Management Frameworks, including issues and incident management, controls, and compliance assessments Independent, analytical thinker with the ability to multi-task, prioritize and thrive in a fast-paced and evolving environment Effective influencing skills and ability to drive change and deliver results Effective team player and ability to communicate clearly and concisely in a fast-paced environment 
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