Requirements

Knowledge of the financial services industryMinimum of 2 years' experience in compliance, risk management or legal within in the finacial services industryAttention to detailAnalytical and Risk management skillsCommunication skillsDelivery focused and deadline drivenInterpersonal skillsCollaboration skillsTertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit/ law/ financeRegistered Compliance Officer with the FSCA and RE Exam completion is advantagesProficiency in MS Office Suite

Compliance duties

Basic Knowledge of FICA & FAIS & POPIAPerform transactional monitoring for the FNZ businessPerform the compliance monitoring across Business clientsMonitoring of internal compliance risk management controlsMonitoring of compliance with relevant legislation for FNZ SA and its clients, where requiredMaintaining the recording of compliance monitoring findings, and related reportingCommunicate with business and clients in terms of findings and feedbackParticipate in client complianceProviding assistance and guidance to the businessDaily Sanction screening for PEP’s, terrorists, persons of interest and communicate the findings.Monitoring business transactions and processes to various pieces of legislation.

Data & Risk Management duties

Data analysis skillsBasic coding experience in programming languages / data manipulation tools such as R, Python or SQL, which is advantageousTranslate user requirements into highly specified reportingReduce manual tasks and direct costs as well as provide efficiencies through use of technologyBasic understanding of databases, data visualization, and data managementPerforming risk assessmentsRisk events / incidents analysisRoot cause analysisProject management knowledgeRisk and control identificationAssist with Risk Management activitiesSupport the identification and assessment of risks within the enterprise and operational risk categoriesEngage in the continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls.

About FNZ

FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back. 

We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution. 

We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).

Together with our customers, we help over 20 million people from all wealth segments to invest in their future.