IB C&ORC Front Office aligned Control Assurance Tester
UBS
Are you a sharp evaluator of risk? Do you have experience in providing compliance, audit or risk advisory services within an investment bank? Are you confident when it comes to speaking up for what is right and challenging at all levels?
We are looking for an Investment Bank Compliance and Operational Risk Officer to:
• conduct independent control assurance testing across the Investment Bank (IB), segments of Global Wealth Management (GWM) and Group Functions (GF), including thematic and front-to-back reviews
• maintain high quality testing documentation as per internal methodology guidelines
• address and clear any review queries raised through supervisory review in a timely manner
• Agree findings with IB, GWM and GF control owners and draft reportable issues
• Provide timely progress updates on testing progress, including escalating potential delays to delivery to assurance leads
• Collaborate with peers and colleagues within the business, business aligned compliance, GIA and Non-Financial Risk functions
We are looking for an Investment Bank Compliance and Operational Risk Officer to:
• conduct independent control assurance testing across the Investment Bank (IB), segments of Global Wealth Management (GWM) and Group Functions (GF), including thematic and front-to-back reviews
• maintain high quality testing documentation as per internal methodology guidelines
• address and clear any review queries raised through supervisory review in a timely manner
• Agree findings with IB, GWM and GF control owners and draft reportable issues
• Provide timely progress updates on testing progress, including escalating potential delays to delivery to assurance leads
• Collaborate with peers and colleagues within the business, business aligned compliance, GIA and Non-Financial Risk functions
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