Are you risk averse but risk aware? Do you know how to evaluate risks in a challenging and fast paced environment?

We’re looking for a Compliance Specialist to:
• continuously monitor and review Global Markets activities to ensure compliance with local regulations and Global Policies applicable to the covered products
• conduct compliance risk assessments and implement effective internal controls, as well as providing support on the identification of non-financial risk issues, Action Plans and the closure of such items
• liaise with Business and Supporting Functions for day-to-day compliance related issues and questions, communicate and collaborate with key partners in US Compliance via Working Groups, Integration efforts and implement solutions that require US approval
• following-up on market developments and new laws, rules and regulations pertaining to the Business and assist with the assessment of any internal implications.
• assist the Head of IB Coverage Compliance in the preparation for internal and external audits and regulatory inspections
• develop and update policies and procedures, according to applicable regulations and internal guidelines.