Investment Compliance Analyst
Beacon Hill Staffing Group
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Investment Compliance Analyst
We are assisting our client, an asset management company located in Boston, MA, in their search for an Investment Compliance Analyst. As an Investment Compliance Analyst, you will play a critical role in ensuring that all investment products managed by the company and its affiliates adhere to applicable regulations, both domestic and international, while aligning with the established investment objectives and policies for each fund or account.
Key Responsibilities:
Collaborate with the Investment Compliance Team on various tasks.Utilize analytical and research skills to deepen your understanding of regulatory requirements for investment compliance across both U.S. and international jurisdictions.Prepare and analyze reports related to shareholder disclosures, investment guidelines, and other relevant documentation.Review and provide feedback on current prospectuses, statements of additional information, investment advisory agreements, and governance documents.Monitor and ensure compliance with all applicable rules and regulations for funds and accounts. FT1397173TB_1735578828 To Apply for this Job Click Here
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