The firm is part of a global, multi-asset fintech group that provides a broad range of trading products, including OTC offerings such as Contracts for Difference (CFDs), share dealing, and futures. With regulated operations across the U.S., Europe, and APAC, the Group serves millions of customers worldwide.\r\n

Reporting directly to the Chief Compliance Officer, the Supervisor will play a critical role in ensuring compliance with CIRO requirements, securities regulations, and other applicable laws. The ideal candidate will meet the competency profile for Supervisors as defined by CIRO, demonstrating the necessary knowledge, skills, and professional behavior to uphold regulatory standards and provide reasonable assurance that the firm, its employees, and Approved Persons operate in full compliance.\r\n

Responsibilities of the Investment Supervisor is as follows:\r\nEnsure compliance with CIRO requirements, securities laws, and firm policies.\r\nSupervise firm activities, employees, and Approved Persons to ensure adherence to regulatory standards.\r\nTake timely corrective action on issues outside acceptable conduct or regulatory bounds.\r\nAssist in developing and maintaining supervisory policies and procedures.\r\nSupervise the activities of Approved Persons, including account approvals and client activity monitoring.\r\nOversee retail futures and options accounts and pre-approve marketing and sales communications.\r\nStay current on regulatory requirements, industry trends, and best practices.\r\nMaintain proficiency through ongoing training and continuing education.\r\n\r\n

TMGNY\r\n"