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Must Have Skills:

5+ years of IT Development/Project Management/Support experience  Experience in Financial Services or Brokerage Firm  Experience in Wealth Management CISA or CRISC or CISSP or CISM certification Experience in Audit & Governance

Detailed Job Description:

Assessment of the IT controls and Governance of those controls. Proactively engage with stakeholders from all levels of the organization. Enhance the risk awareness across WM Technology organization through education and quick reference guides Develop Acton Plans to address the risks identified by the internal audit team Partner with Technology Risk, Information Security and Cyber Security teams to provide full coverage of Technology to ongoing audits. Continuously improve the self-disclosure rate of High-Risk items in upcoming audits through partnership with Application Development teams Participate in calls with PROD support teams to follow up and for explanation and context of anomalies identified Perform quality assurance review on a quarterly and annual basis and sharing all exceptions with the BCU head and the department s test account monitor. Participates in technical discussions and develops strategies to solve technical challenges

Minimum years of experience*: 5+

Responsibilities you would expect the Subcon to shoulder and execute*:

Partner with Business and Technology stakeholders to identify audit risks and help in design and implement solutions and establish governance processes.  Creating Tableau reports / extensive data analysis to understand the gaps to reach out to the relevant team to remediate them. Analyzing the raw data to identify issues, communicate to ASG leads the results of the reports to ensure awareness and track remediation (if any). Document all the process workflows and maintain the version history.  Maintain Jive site/ Share point site with the details of Meeting agenda, meeting notes and action items from the discussions. Document the responses and create presentations for higher management