The Wealth Management Operations service center is responsible for meeting the day-to-day service needs for the Chase Wealth Management Advisor and Client Service Centers as well as the Private Bank and J.P. Morgan Securities no-advice desks.

 As a member of the JP Morgan Wealth Management Service & Administration Training & Talent Development team, the Licensing & Registration Analyst professional is responsible for providing support for licensing candidates and assisting in registering candidates to the firm. The primary responsibilities will include progress tracking and working directly with candidates to facilitate their learning.  

Job responsibilities

Coordinating with Licensing and Registration Onboarding Associates to verify licensing status of incoming candidates Assisting in the Registration process with progress reports and following up with candidates Compiling Licensing Progress data to report to leadership and business partners Holding review sessions and facilitating workshops for licensing candidates Communicating with external Licensing Vendors Working closely with other functions of the Talent Development Team to determine when a candidate will be fully licensed for their upcoming training Program roster management, scheduling, and support Perform other job-related duties as assigned Some travel may be required

 

Required qualifications, capabilities, and skills

SIE, Series 7, and Series 63 licenses required 1 year minimum brokerage industry experience Proficiency in Microsoft Office applications (Word, Excel, PowerPoint)  Strong verbal and written communication skills  Experience with coaching and development Experience with data tracking and analysis Strength in collaborating with key contributors Able to measure and evaluate candidate understanding, abilities and skills

 

Preferred qualifications, capabilities, and skills

Additional experience with advanced licenses or professional designations Experience in Microsoft SharePoint Database experience such as Microsoft Access Prior Project Management Experience Strong Excel skills preferred