Job Description

At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you’re starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you’ll love from top to bottom – we give you the tools you need to succeed and the autonomy to reach your goals.  

EisnerAmper is seeking a Regulatory Compliance Manager to join the Financial Services practice. Our Financial Services practice works with more than 1,600 hedge funds, private equity funds, mutual funds, and ERISA fiduciaries. Our Global Compliance and Regulatory Solutions (“GCRS”) team leverages a collective knowledge of global regulations, asset management experience, and technology expertise to accurately identify and manage regulatory compliance risk. We are eager to meet with candidates who thrive in a fast-paced, entrepreneurial environment and enjoy providing clients with exceptional service.

What it Means to Work for EisnerAmper: 

You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry

You will have the flexibility to manage your days in support of our commitment to work/life balance

You will join a culture that has received multiple top “Places to Work” awards

We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions

We understand that embracing our differences is what unites us as a team and strengthens our foundation

Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best work

Numerous Employee Resource Groups (ERGs) to support our Diversity, Equity, & Inclusion (DE&I) efforts

What Work You Will be Responsible For:  

Conducting Client Risk Assessments: Work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act of 1940 and define the regulatory compliance risks.

Drafting Policies and Document Controls: Review the client’s Code of Ethics, Compliance Manual and any other relevant documents (fund offering documents, marketing material etc.). to align policies to the business activities and best practices.

Managing Multiple Client Engagements: Work with the Compliance practice lead to simultaneously manage the delivery of multiple engagements.

Maintaining Pipeline: Maintain a list of CCO relationships, track new engagement opportunities, and manage marketing initiatives.

Publishing Thought Leadership: Maintain working knowledge of proposed regulations and author and/or co-author ‘thought leadership’ to raise your profile as a professional services leader.

Basic Qualifications:  

Bachelor’s degree

5+ years of experience working as a regulatory compliance professional for an asset manager or a consulting firm with similar industry experience

Knowledge of the Investment Advisers Act of 1940, the SEC and the U.S. regulatory environment

Preferred/Desired Qualifications: 

Proficient in Microsoft office tools: Outlook, Excel, Word, PowerPoint, SharePoint, etc.

Understanding of US, UK, EMEA, and APAC regulatory regimes

Prior consulting experience

Prior supervisory experience

Effective communication skills and the ability to work with management, product users and technology development teams in multiple locations

Comfortable working in a fast-paced environment

Strong analytical and problem-solving skills

Former regulator or JD

Master’s or other advanced degree

We strongly believe in the value of diversity and creating supportive, inclusive environments where our colleagues can succeed. As such, EisnerAmper is proud to be an Equal Opportunity Employer. We do not discriminate on the basis of race, color, ancestry, national origin, religion, or religious creed, mental or physical disability, medical condition, genetic information, sex (including pregnancy, childbirth, and related medical conditions), sexual orientation, gender identity, gender expression, age, marital status, military or protected veteran status, citizenship, or other protected characteristics under federal, state, or local law.  

 

About EisnerAmper: 

EisnerAmper is one of the largest accounting, tax, and business advisory firms, with approximately 450 partners and 4,500 employees across the world. We combine responsiveness with a long-range perspective; to help clients meet the pressing issues they face today and position them for success tomorrow.

Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries. We are also engaged by the attorneys, financial professionals, bankers, and investors who serve these clients.

Should you need any accommodations to complete this application please email: talentacquisition@eisneramper.com. 

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Preferred Location:New York

For NYC and California, the expected salary range for this position is between

85000

and

150000

The range for the position in other geographies may vary based on market differences.  The actual compensation will be determined based on experience and other factors permitted by law.