The Markets Operations, Transaction Reporting and Controls Management Audit team is responsible for assessing the adequacy and effectiveness of the control environment of global processes, encompassing a wide range of asset classes and regulations. This is achieved through a program of Audit coverage performed and managed by a team of business and technology audit specialists and coordinated on a global basis with colleagues in other regions.
As an Associate Auditor in our Internal Audit group, you will be responsible for audit execution, partnering closely with global Audit colleagues and business stakeholders, and using judgment to strengthen internal controls. The role provides the opportunity to develop a detailed understanding of Markets Operations processes along with associated regulations and reporting requirements as well as key control frameworks managed by the Commercial and Investment Bank (CIB) Controls Management.
Job responsibilities
Execute complex global audits. You will need to work effectively and efficiently with Audit colleagues and business stakeholders globally, assess the risks and controls at hand, and identify any issues timely.Document the results of your work comprehensively and concisely, and, in addition, you will help draft audit issues, risk assessments, and risk event summaries. Find ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies.Have a mindset of seeking continuous improvement, such as the use of bots or data analytics, in carrying out your work.Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning.Required qualifications, capabilities, and skills
Experience of internal or external auditing, or relevant business experience, that will help you ensure your success in delivering the audit work. We’re open to reviewing your application even if you do not have auditing experience as long as transferrable skills can be demonstrated.Bachelor's degree (or relevant financial services experience) required. CPA, CIA, ACA and/or Solid understanding of internal control concepts and the ability to evaluate and determine the adequacy of controls for a given set of risks.Strong interpersonal, verbal, and written communication skills in order to build trust and credibility with colleagues and stakeholders, while also influencing the actions of the business to improve its control environment.Proven ability to multi-task and prioritise effectively and drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies.Preferred qualifications, capabilities, and skills
Advanced Degree in Finance or Accounting is preferred.