The Markets Compliance Risk Assessment (CRA) team supports the annual assessment process that enables the business to identify, measure, and manage compliance risk. The team covers the Commercial & Investment Bank’s Markets Sales, Trading, Digital, and Research businesses across all regions and is part of the Markets Business Controls Management department in the 1st Line of Defense (1LoD).

Join our Markets Compliance Risk Assessment team as a Vice President, where you'll manage CRA activities and support the business in identifying and managing compliance risk. Collaborate with global teams to ensure compliance with regulatory requirements and drive improvements in risk management processes. Be part of a dynamic team that supports the Markets businesses across all regions.

As a Vice President in the Markets CRA team, you will oversee the day-to-day operation of CRA activities, manage a team across multiple jurisdictions, and ensure compliance with firm-wide CRA program requirements. Collaborate with key partners to address complex risk and control issues and maintain an evergreen risk and control mapping data.

Job Responsibilities:

Manage the work of team members across multiple jurisdictions and act as the primary escalation point. Set targets for the team and be accountable for their delivery. Review and sign-off on the team’s output, ensuring data quality and addressing challenges. Develop a high-performing team through coaching, training, and performance goal setting. Lead the team in decision-making and challenging risk, control, and issue applicability. Develop plans to manage increased volume and short-dated targets. Collaborate with OLO, LRCM team members, and CIB Control Officers on complex issues. Oversee processes to ensure risk and control mapping data remains current. Represent Markets in governance meetings and CRA review sessions. Report on the function’s output to business executives through governance forums. Maintain SOPs for all team activities.

Required Qualifications, Skills, and Capabilities:

Vice President or equivalent position. Strong working knowledge of Markets products and services, control frameworks, and legal and operational risks. Significant experience in Business Controls, Business Management, Operational Risk, Compliance, Audit, or similar function. Experience managing and developing sustainable teams and process-oriented activities. Proven influencing skills and ability to make independent decisions with sound judgment. Strong project management skills and ability to instill structure, process, and accountability. Comfortable partnering closely with related functions at all levels. Detail-oriented with a disciplined approach to process while understanding the bigger picture. Strong listening, negotiation, and written and verbal communication skills.

Preferred Qualifications, Skills, and Capabilities:

Experience covering Markets Sales/Trading business(es). Knowledge of regulatory and control frameworks, including key regulators and regulations impacting Markets businesses.