As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and training related to the regulatory landscape to the First Line of Defence/business. They ensure the business complies with the letter and spirit of relevant regulations, thereby delivering fair outcomes for customers and embedding a robust risk management culture in HSBC's business processes. They are a key risk management role that has a broad remit and responsibilities, which include, but are not limited to; advice and oversight on Conduct, Regulatory Affairs Policy (RAP), Controls, Monitoring Testing (CMAT), Assurance, Regulator Engagement, conflict management and general compliance issues.
We are currently seeking an experienced professional to join our team.
In this role, you will:
Pro-actively provide day-to-day advice with queries from business on meeting Country regulatory requirements and standards to assist in the effective management of regulatory risks within the INSH branch.
Advise line management of the impact on their businesses and functions of applicable external or internal regulations.
Support line management in discharging their responsibilities to comply with applicable regulations.
Proactively assess how regulatory change impacts the business and support the business in implementation.
Manage and monitor Compliance operation and health in INSH branch.
Help set regulatory guidelines to cover compliance issues and activities in INSH branch.
Work closely with compliance team at head office, to ensure cohesiveness.
Handle regulatory inward and outward document.
Foster good relations with the regulators.
Handle internal and regulatory reporting of INSH branch.
Conduct compliance training to 1st line of defense.