New York, New York
11 hours ago
Paralegal – Investment Management Company – Hybrid

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New York City office of well-known, premiere investment management firm is looking for a Corporate Paralegal with at least 3 years of experience to support the legal team with matters related to corporate law and regulatory compliance.

Job Description/Responsibilities:

Corporate Governance:

- Draft, review, and maintain corporate records, such as bylaws, resolutions, meeting minutes, and organizational charts

- Ensure compliance with all KYC requirements globally and liaise with Brokers, Banks and various counterparties in fulfilling KYC needs according to Soros internal disclosure standards

- Assist in preparing for meetings, including preparing agendas and coordinating materials

- Maintain entity records and manage compliance in multiple jurisdictions

Compliance:

- Ensure compliance with primarily US federal, state, and local regulations, including preparing various SEC filings (13F/G/D/Form N-PX, Form SHO)

- Monitor changes in laws and regulations affecting the company and assist with implementing compliance measures

- Review and keep Firm's internal compliance manual, policies and procedures up to date and manage scheduling and prep for mandatory trainings

- Assist in compliance related to the firm's Personal Trading database

- Manage and update the Firm's Restricted List and any related Trading Rules on the trading platform

Transactional Support:

- Assist with initial review and organization of data rooms, downloading and summarizing documents related to investments, financings, and other corporate transactions

- Conduct requested due diligence, draft basic closing documents, and organize closing binders

- File required documents with the Secretary of State and other regulatory agencies

- Assist with Capital Calls, Distribution Notices and other Fund-related capital activity

Contract Management:

- Draft, review, and manage corporate contracts and agreements, including non-disclosure agreements (NDAs), broker contracts, vendor contracts, and service agreements

- Complete and review subscription books for investments in other funds

- Track and Maintain contract deadlines, renewals, and compliance requirements

Legal Research:

- Conduct legal research and prepare summaries on corporate, securities, and regulatory issues

- Monitor corporate filings and prepare periodic reports as required

Administrative Support:

- Assist with litigation matters, including document organization and preparation

- Manage electronic and physical legal files, databases, and records

Requirements/Qualifications:

- Bachelor's degree and/or paralegal certification

- 3+ years of experience as a Corporate Paralegal in a law firm or in-house legal department

- Strong knowledge of corporate law, regulatory compliance, and business practices

- Familiarity with legal document management software and corporate governance platforms

- Excellent organizational, communication, and analytical skills

- Ability to handle confidential information with discretion

- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and legal software.

- Strong attention to detail and ability to manage multiple tasks under tight deadlines

- Understanding of corporate structures, securities laws, and contract law

If you are qualified, interested and want to learn more, please send an MS Word or PDF version of your resume to Jess Levinson at [email protected] -- Applicants without attached resumes may not be considered

JTL 032_1737574285 To Apply for this Job Click Here

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