Plano, TX, USA
20 days ago
Regulatory Business Manager, Vice President, Private Bank

Business Management optimizes business performance by driving key business initiatives as well as identifying and addressing issues with well thought out solutions. We act as trusted advisors to Business/Group Heads by determining and implementing business strategy as well as identifying, escalating, and mitigating business risks. The role of a business manager is dynamic and can vary from business to business, in line with the priorities of the different lines of business.

As a Regulatory Business Manager, Vice President  in Private Bank, you will partner with front office leadership to optimize business performance as well as contribute to a robust control framework by driving key initiatives. You will be aligned to the Business Management organization and will work closely with the Investments & Advice Business Management teams as well as the Office of the Private Bank CEO Business Management team. 

Job Responsibilities

Lead preparation and oversee deliverables for audit/regulatory exams and compliance/controls testing Oversee remediation of issues by executing action plans Identify key business risks on the platform and drive resolution of mitigating controls Provide a high level of responsiveness to executive ad-hoc requests related to project management, presentation development and business analysis Organize complex information in a strategic and compelling way, demonstrating strong design acumen and expertise in Excel and PowerPoint techniques Communicate effectively with key business and control partners to understand projects and drive next steps Manage Projects by running and/or participating in work streams that enhance the business’ control framework Collect and maintain internal resources and documentation in centralized locations Participate in collaborative initiatives with team members and global managers, looking for ways to continually simplify, improve, and add value to existing business processes

 

Required qualifications, capabilities and skills

Bachelor’s degree in Business, Finance, Economics or other related area 7+ years experience in Business Management, Regulatory Strategy and/or a COO role Proven experience delivering timely, high quality presentations and/or reporting for various projects and stakeholders.  Attention to detail with continuous focus on design excellence Demonstrated ability in dealing with different stakeholder groups and driving the agenda Excellent communication, organization and project management skills Ability to articulate and demonstrate thoughtful rationale in design decisions Intermediate to advanced level ability expected in all MS Office tools (PowerPoint, Excel) Self-motivated, tenacious and able to work with high degree of independence Excellent written and oral communication skills Excellent time management and prioritization skills
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