Toronto, ON, Canada
25 days ago
Regulatory Compliance Management - Sr. Associate

Join our Regulatory Compliance Management Team, as a Sr. Associate, reporting directly to our Compliance Management Executive Director in Canada.

Job Responsibilities:

Lead in administering the Regulatory Compliance Management (RCM) annual assessment  Liaise with Core Compliance Monitoring, Training, Testing and Conduct teams across multiple lines of business operating in Canada  Participate in various internal Compliance, governance and control forums and committees Advise on regulatory compliance matters for new regulations, organizational developments, products and services Administer the implementation of Canadian compliance policies, ensuring consistency across LOBs and   contributing to regional and global policies requiring Canadian content Assist in management of regulatory requests, audits, surveys, inquiries and reviews Participate in industry working groups and forums  Liaise with regulators as required and during regulatory examinations

Qualifications:

Highly motivated, independent, and experienced professional with solid regulatory compliance background and technical knowledge of bank obligations and cross-border laws and regulations Project and control management skills and experience Familiarity with Regulatory Compliance Management requirements and Resolver technology tool Bachelors' degree & Legal Qualifications. 5 or more years of relevant industry compliance or legal experience  Must demonstrate excellent interpersonal, communication, resource management, organizational and decision-making skills

JPMorgan Chase is committed to employment equity and encourages applications from women, aboriginal peoples, persons with disabilities and members of visible minorities.  

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