This role offers you exposure to senior executives outside of Internal Audit and across the firm!

As a Senior Internal Auditor, Associate in Commercial Investment Banking, you will be involved in all stages of the audit lifecycle. You will manage a coverage program over the Commercial and Investment Bank's financial controls that ensures the integrity of financial statements. It also ensures compliance with external/regulatory reporting requirements, adherence to accounting standards, and adequacy of inputs into capital planning processes. Last you will ensure accuracy of management, legal entity, and liquidity reporting. 

Job responsibilities

Plan, execute and document risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budgetWork closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholdersRecognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policyPartner with stakeholders, business management, other control groups, external auditors, and regulators establishing strong working relationships while maintaining independenceFinalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to better internal controlsTake ownership of self-development, including all assignments, to prepare for greater responsibilities and career development, and take initiative to seek out opportunity for continued learningStay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Required qualifications, capabilities and skills

5+ years of internal or external auditing or operational risk experience, could be in combination with relevant business experienceBachelor's degree Experience with internal audit methodology and applying concepts in audit delivery and executionSolid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated mannerGreat interpersonal and influencing skills, with the ability to establish credibility and create partnerships with senior business and control partnersAdvanced analytical skills particularly in regard to assessing the probability and impact of an internal control weaknessAdaptable to changing business priorities and ability to multitask in a constantly changing environment

Preferred qualifications, capabilities and skills

CPAPrior experience with Big 4 accounting firm and/or internal audit department in financial services industry Exposure to capital planning (CCAR), broker-dealer and bank regulatory reporting, and Treasury/liquidity reporting processes