Some careers shine brighter than others

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a Senior Manager Compliance Assurance Asia Pacific and Hong Kong.

Principal Responsibilities

Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are metProvide subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activitiesInform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and controlEscalate significant control deficiencies in a timely mannerLead review teams in delivering specific testing requirements within the assurance programmeProactively monitor relevant risks to identify key emerging trends and themes/ topics for assurance reviewEvaluate and manage the allocation of resources on an ongoing basis to ensure completion of reviewsBuild strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict

Some careers shine brighter than others

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a Senior Manager Compliance Assurance Asia Pacific and Hong Kong.

Principal Responsibilities

Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are metProvide subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activitiesInform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and controlEscalate significant control deficiencies in a timely mannerLead review teams in delivering specific testing requirements within the assurance programmeProactively monitor relevant risks to identify key emerging trends and themes/ topics for assurance reviewEvaluate and manage the allocation of resources on an ongoing basis to ensure completion of reviewsBuild strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflictExtensive RC and/or FC knowledge, with extensive experience in assurance or testing activitiesRelevant external financial services qualificationClear understanding of regulatory compliance and financial crime risk within the global financial services industry Capable of building positive and resilient partnerships with key stakeholders Lateral thinker with an ability to interpret and solve complex issuesExcellent communication skills with very strong inter-personal and influencing skillsTrack record of working autonomously and leading teams to deliverStrong decision-making capabilityStrong English language skills (written and spoken)

You’ll achieve more when you join HSBC.

http://www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

Extensive RC and/or FC knowledge, with extensive experience in assurance or testing activitiesRelevant external financial services qualificationClear understanding of regulatory compliance and financial crime risk within the global financial services industry Capable of building positive and resilient partnerships with key stakeholders Lateral thinker with an ability to interpret and solve complex issuesExcellent communication skills with very strong inter-personal and influencing skillsTrack record of working autonomously and leading teams to deliverStrong decision-making capabilityStrong English language skills (written and spoken)

You’ll achieve more when you join HSBC.

http://www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.