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Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Manager Compliance Assurance Asia Pacific and Hong Kong.
Principal Responsibilities
Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are metProvide subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activitiesInform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and controlEscalate significant control deficiencies in a timely mannerLead review teams in delivering specific testing requirements within the assurance programmeProactively monitor relevant risks to identify key emerging trends and themes/ topics for assurance reviewEvaluate and manage the allocation of resources on an ongoing basis to ensure completion of reviewsBuild strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict