Work Location:

United States of America

Hours:

40

Line of Business:

TD Securities

Pay Detail:

$60,000 - $100,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role

Job Description:

Job title: Senior Margin Analyst
Location: New York Metropolitan Area / Lake Mary, Florida

Job description: TD Prime Services is seeking an experienced candidate that will support the daily functions of the Margin Operations department. The role requires someone who will be able to work in a fast-paced environment, multitask, and communicate effectively. The ideal candidate will be able to work independently and have a collaborative mindset to work as part of a team. As a member of the margin team the candidate will monitor and maintain prime brokerage and equity swap portfolios.

Responsibilities:
• Work independently and cooperatively with other members of the Margin team to ensure House Risk, Portfolio Margin and Regulation T margin calculations are met in a timely fashion.
• Review, validate and issuance of the daily margin calls for Prime Brokerage and Equity Swap clients.
• Facilitate and approve client asset transfers in and out of the firm using proprietary firm systems.
• Escalate violations and unresolved margin deficiencies to Margin Management, and risk partners.
• Work with Credit and Risk teams to implement the firm Margin policy, provide metrics and trend analysis on Prime brokerage and equity swap client portfolios.

Requirements
• Bachelor's degree in Economic or Finance

• 5-7 years of experience in Prime Brokerage Operations

• Experience and knowledge of Margin financing platforms including Regulation T, Portfolio Margin, Arranged Financing and Equity Swaps

• Knowledgeable in FINRA 4210 strategy based and portfolio Margin risked based margin regulations.
• Analytical thinking and reasoning skills, basic problem-solving and root-cause analysis skills

• Strong interpersonal skills, including verbal and written communication skills

• Microsoft Suite skills (Excel, Word, PowerPoint)

• Ability to work cross-functionally and in multiple work styles

Who We Are

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more
 

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.