Job Family:

GIC Process (India)

Travel Required:

None

Clearance Required:

None

What You Will Do:
 

Market Monitoring:

Continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses.Utilize advanced analytics and surveillance tools to identify irregularities in trading behavior.Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Information barriers, Fixed income, Futures/ Options and Asset management

Data Analysis:

Analyze large datasets to identify trends, patterns, and potential compliance issues.Prepare detailed reports and present findings to management and regulatory bodies as required.

Regulatory Compliance:

Ensure all market activities adhere to regulatory requirements and internal policies.Stay updated with the latest regulations and industry standards, implementing necessary changes in surveillance processes.

Technical Proficiency:

Demonstrate a strong understanding of financial instruments, trading platforms, and market dynamics.Utilize technical analysis and quantitative methods to assess market trends and trading activities.

Communication:

Communicate findings and recommendations effectively through well-structured narratives and comprehensive write-ups.

What You Will Need:

Detail-oriented with a high level of accuracy.Strong problem-solving abilities and critical thinking skills.Excellent English communication skills, both written and verbal.Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations.An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations.Ability to work under pressure and manage multiple tasks simultaneously.A proactive approach to identifying potential risks and implementing effective solutions.

Interest in trading with financial instruments and understanding of financial markets as well as good analytical logic regarding clients' trading behavior.
What Would Be Nice To Have:

Master’s degree in finance, Economics, or a related field.Professional certifications such as CFA is advantageous.Proven experience in market surveillance, compliance, or a related role within financial services.Strong analytical skills and the ability to interpret complex data sets.Proficiency in using surveillance and analytics tools.Advanced skills in English writing, comprehension, and reading, with a demonstrated ability to produce high-quality reports and analyses.

What We Offer:

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

About Guidehouse
Guidehouse is an Equal Employment Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.

If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting via email at RecruitingAccommodation@guidehouse.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.

Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.