If you’re passionate, curious and ready to make an impact, we’re looking for you to help us grow our businesses for the future.
As a Funder Servicing Manager III within the Securities Services Operations team, you are responsible in managing own KYC new business book of work and oversee the process end to end. Ability to understand the firm’s KYC requirements when completing documentation inclusive of Customer Identification Program (CIP), Minimum Due Diligence (MDD), Enhanced Due Diligence (EDD), Local Due Diligence (LDD), Specialized Due Diligence (SpDD) and Product Due Diligence requirements (PDD). Frequently interact with key stakeholders such as Front Office, Compliance, Quality Control and Relationship Partners.
Job responsibilities:
Engage with Middle office and be part of KYC/AML interactions to complete the case as per the timeline Compare and contrast differences within KYC records, and highlight and escalate any discrepancies Work on other migration/remediation projects including Screening resolution, other Line of business holistic alignment or Quality Assurance. Ability to comprehend the KYC risk factors and draft the overall risk summary for the client Create and/or lead the team with a culture of inclusion, empowerment, opportunity and execution excellence Deliver efficiency targets through the effective leveraging, streamlining and optimization of our platforms, resources and global footprint Provide coaching and feedback to team members and team leaders and ensure all key performance indicators are exceeded.
Required qualifications, capabilities and skills:
Minimum 10 years' experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in Compliance, Corporate KYC, AML, and Screening Excellent understanding of Financial Services industry /AML, Sanctions policies and banking - Quality focused work ethic and strong controls mind-set Outstanding client management, partnership building, leadership, and direct experience of dealing with multiple stakeholders at one time Excellent communication, interpersonal and analytical skills with the ability to work independently on multiple assignments Efficient planning and time management skills, to meet strict deadlines and team objectives, with an ability to prioritize key tasks whilst working under pressure Experience in leading and managing a diverse team is a must Research, analytical, and comprehension skills with the ability to analyze large amounts of dataPreferred qualifications, capabilities and skills:
Bachelor’s Degree or Graduate Degree