Job Summary
Job Description
What is the opportunity?
Responsible for facilitating the Capital Markets Risk and Control Self-Assessment (RCSA) program, working closely with business and functional stakeholders to identify, document and assess the risk and control environment.
What will you need?
Work closely with business and functional stakeholders to facilitate a robust RCSA program, designed to identify, document and assess the risks and controls applicable to the business(es).Build, enhance and maintain 'Risk Registers' for each business, with real-time input and assessment of residual risks. Work closely with ORE, Issue Management and Internal Controls teams to ensure in the assessment of residual risk.Work with Reporting team(s) to ensure all RCSA related reporting requirements are met, and meet regularly with business stakeholders to provide control environment updatesFoster, develop and maintain strong working relationships with senior functional partners and business management in order to adequately support the business.Maintain close working relationships with Senior Management, Desk Heads, Business Management and related functionsProactively identify operational risk/control deficiencies in the business and assist in developing solutions / mitigating controlsReview and comply with Firm Policies applicable to your business activitiesPromptly escalate operational risk events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions promptlySupport components of the Regulatory Compliance Management (RCM) assessment process, assisting with enhancements where opportunities existWhat you need to succeed?
Must - have
Strong knowledge of the Global Markets businesses and the current regulatory environmentAbility to collaborate and execute key program requirements in a complex matrixed organizationAbility to take ownership of issues and drive to a successful delivery or outcome, including both tactical and strategic solutionsStrong and recognized written and oral communication skillsAbility to work with ambiguity and to navigate a highly regulated environmentPreferred
Demonstrates proven impact and influencing skills toengage cross-functional team membersAbility to navigate data challenges and remediate/implement solutionsWhat’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensationLeaders who support your development through coaching and managing opportunities Work in a dynamic, collaborative, progressive, and high-performing teamOpportunities to do challenging workFlexible work/life balance optionsThe good-faith expected salary range for the above position is $125,000 - $180,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
Drives RBC’s high performance cultureEnables collective achievement of our strategic goalsGenerates sustainable shareholder returns and above market shareholder valueJob Skills
Communication, Financial Instruments, Fraud Risk Management, Long Term Planning, Operational Risks, Risk Control, Risk Management, Waterfall ModelAdditional Job Details
Address:
GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITYCity:
Jersey CityCountry:
United States of AmericaWork hours/week:
40Employment Type:
Full timePlatform:
CAPITAL MARKETSJob Type:
RegularPay Type:
SalariedPosted Date:
2025-02-19Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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