Quality Control is part of the Assets & Wealth Management Operations Team supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML) and Know Your Client (KYC) requirements for the Wealth Management division of JPMorganChase. 

As an Analyst within the KYC Quality Control team, you will be responsible for ensuring that all client KYC records adhere to regulatory standards. Your role will involve ensuring the high quality and timely completion of all client-level due diligence requirements at the beginning and renewal of client relationships. You will also be tasked with making independent recommendations regarding AML risk and escalations, serving as the first line of defense.

Job responsibilities:

Review, analyze client KYC information and ascertain whether on-boarding or periodic review of the client will post additional AML and reputation risk. Analyze challenging account opening situations and ascertain whether there will be potential issues. Validate source of wealth corroboration according to firm guidelines. Review of client documentations in accordance with regulatory requirements. Coordinate with compliance and control function where it relates to regulatory audits / requests / initiatives. Represent the team and participate in KYC/AML related discussions, committees, and forums.  Conduct periodic training & awareness sessions to new hires and various refreshers to staff. Share information, knowledge and expertise with peers and team members.

Required qualifications, capabilities, and skills:

Bachelor’s Degree  At least 2 years of experience in AML/KYC, Customer Due Diligence, risk management, audit or compliance, with focus on KYC/AML. Broad knowledge of rules and regulations for various Asia jurisdictions (particularly in Hong Kong and Singapore), with focus on KYC/AML. Ability to work in a fast paced environment where multitasking is the norm and ability to handle escalations and drive to resolutions. Ability to identify and focus on issues at a holistic level and yet be detailed oriented and independence in thinking when analyzing. Ability to handle escalations and drive to resolutions. Excellent communication skills.

Preferred qualifications, capabilities, and skills

Knowledge of Private Banking/Wealth Management business. Proficiency in written and verbal Mandarin as you will be expected to review documents in Chinese to support China clients.